Major Shareholders

Chi-Med has issued a total of 60,713,323 ordinary shares.  Each Nasdaq-listed American Depositary Share (ADS) equates to half an ordinary share.

For illustrative purposes only, if converted in their entirety, this would be equivalent to 121,426,646 Nasdaq-traded ADSs.

Insofar as Chi-Med is aware, approximately 63% of the issued share capital of Chi-Med is not in public hands. Such percentage comprises the shares held by Directors and Hutchison Healthcare Holdings Limited, a significant shareholder of Chi-Med.

The tables below show major interests in shares of the Company, notified to the Company under the provisions of rule 5 of the Disclosure Rules and Transparency Rules of the U.K. Financial Conduct Authority, which have been incorporated by reference into the Company's articles of association.

Last updated: 22 March 2017

Significant Shareholders

ShareholderNumber of Ordinary
Shares held
Approximate % of Issued Share Capital
Hutchison Healthcare Holdings Limited36,666,66760.39%
Mitsui & Co., Ltd.3,214,4045.29%
FIL Limited2,560,1844.22%
Slater Investments Limited2,299,0003.79%

Hutchison Healthcare Holdings Limited is a private company registered in the British Virgin Islands and carries on business as a holding company. Hutchison Healthcare Holdings Limited is an indirect wholly-owned subsidiary of CK Hutchison Holdings Limited, which is a Cayman Islands company registered and listed in Hong Kong.


DirectorNumber of Ordinary
Shares held
Number of American Depositary Shares HeldApproximate % of Issued Share Capital
Christian Hogg1,088,18236,6001.82%
Johnny Cheng256,1460.42%
Simon To180,00070,0000.35%
Edith Shih60,00050,7410.14% 
Paul Carter2,8000.005% 
Dan Eldar6,2250.005% 
Karen Ferrante2,5400.002% 

Note: "Held" means any legal or beneficial interest held, whether directly or indirectly, on the account of the Director and such Director's "persons closely associated" (as defined in article 3 of the EU Market Abuse Regulation (No 596/2014)).