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監管信息公告, 監管通知 | 2019-10-03

TR-1: Form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: Hutchison China MediTech Limited;
Legal Entity Identifier: 2138006X34YDQ6OBYE79
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name Hutchison Healthcare Holdings Limited
City and country of registered office (if applicable) British Virgin Islands
4. Full name of shareholder(s) (if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached: 02/10/2019
6. Date on which issuer notified (DD/MM/YYYY): 03/10/2019
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instr-uments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B) Total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed or reached 49.86% 49.86% 666,786,450
Position of previous notification (if applicable) 51.15% 51.15%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)
Number of voting rights % of voting rights

Direct

(Art 9 of Directive 2004/ 109/ EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/ 109/ EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/ 109/ EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/ 109/ EC) (DTR5.2.1)

Ordinary Shares
(KYG4672N1198)
332,478,770  49.86%
American Depositary Shares
(US44842L1035)
SUBTOTAL 8. A 332,478,770  49.86%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
date
x
Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights
N/A
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
date
x
Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights % of voting rights
N/A
  SUBTOTAL 8.B.2

 

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)
X
Name % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
CK Hutchison Holdings Limited – indirect, but ultimate, owner of the shareholder 49.86% 49.86%
Hutchison Whampoa (China) Limited – direct owner of the shareholder and a subsidiary of CK Hutchison Holdings Limited 49.86% 49.86%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information

 

 

 

Place of completion Hong Kong
Date of completion 3 October 2019

 

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